M & A practice in Germany (Investment / Acquisition of shares) second half
2021/7/13
Practical practice of forward-looking whistleblowing / consultation using listening skills, etc. 2th
2021/7/21
July 2021, 7 (Thursday) Co-sponsored by Hifumi Sogo Law Office / FRONTEO
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Points of attendance
From the perspective of professionals who handle many such cases, the responses that companies should take when misstatements occur in their securities reports and other disclosure documents, as well as the practical issues and points to keep in mind, are fairly standardized.
However, for those in charge of legal affairs and finance and accounting who must deal with such matters in their companies, this is an event that is experienced only rarely. Moreover, while they must take the lead in responding to such incidents when they do occur, they often have a difficult time dealing with them because they are far removed from their normal duties.
In addition, while false statements have been focused on fraudulent financial statements (illegal accounting), the regulatory authorities' eyes on non-financial information are becoming stricter due to the effects of system revisions and other factors. Along with this, new points to keep in mind have arisen.
In this seminar, we will explain the standard measures that companies should take in the event of false statements, keeping in mind these recent trends (In addition to listed companies, the contents will also be useful for non-listed companies that are required to have their financial statements audited by accountants, which is a requirement for large companies under the Companies Act).
Only members can watch it.
Please refrain from registering at a law firm, in the same industry as our company, or with a free email address.
July 2021, 7 (Thursday) Co-sponsored by Hifumi Sogo Law Office / FRONTEO
[The materials for this seminar can be downloaded from the form below.]
Points of attendance
From the perspective of professionals who handle many such cases, the responses that companies should take when misstatements occur in their securities reports and other disclosure documents, as well as the practical issues and points to keep in mind, are fairly standardized.
However, for those in charge of legal affairs and finance and accounting who must deal with such matters in their companies, this is an event that is experienced only rarely. Moreover, while they must take the lead in responding to such incidents when they do occur, they often have a difficult time dealing with them because they are far removed from their normal duties.
In addition, while false statements have been focused on fraudulent financial statements (illegal accounting), the regulatory authorities' eyes on non-financial information are becoming stricter due to the effects of system revisions and other factors. Along with this, new points to keep in mind have arisen.
In this seminar, we will explain the standard measures that companies should take in the event of false statements, keeping in mind these recent trends (In addition to listed companies, the contents will also be useful for non-listed companies that are required to have their financial statements audited by accountants, which is a requirement for large companies under the Companies Act).
Program
(Partially subject to change.)
1. Recent system amendments and operational status
2.Points to keep in mind regarding internal investigations and stakeholder responses when false statements occur
3. False statements and litigation risk
4.Tightening regulations on disclosure of non-financial information and false statements
5.Case study-What companies should do when false statements are discovered-
lecturer
Hifumi Sogo Law Office Partner Yu Yada
![[Webinar] Corporate Responses to False Statements in Securities Reports, etc. -Based on Recent Trends such as Tighter Regulations on Disclosure of Non-financial Information-](https://lp.fronteo.com/rs/357-OWF-900/images/210708_%E3%81%B2%E3%81%B5%E3%81%BF%E7%B7%8F%E5%90%88_%E7%9F%A2%E7%94%B0%E5%85%88%E7%94%9F%E5%86%99%E7%9C%9F.png)
After working at the Financial Services Agency and the Securities and Exchange Surveillance Commission, opened Hifumi Law Office, which handles corporate crisis management and dispute resolution as its main business.Based on his experience in financial inspection, supervision, and planning (legislative) work, he provides practical and highly specialized advice on disclosure regulations, insider trading regulations, and financial regulations of listed companies, while he himself is an in-house investigative committee member. He is also in charge of investigations by associations and third-party committees.
"Securities Proceedings: False Statements" (Co-author, Chuo Keizaisha, 2017), "Legal Affairs for Corporate Crisis and Misconduct [2nd Edition]" (Co-author, Shoji Homu, 2018), "Corporate Crisis Response-No. He has authored numerous books such as "Current Situation and Issues of Tripartite Committee Practice-" (Accounting / Audit Journal, January 2017, co-authored).
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