Risk Factors Affecting the Global Supply Chain-From the Viewpoint of the Commercial Code-Part 1
2022/7/15
[Webinar] Practice of regulation and detection of fraudulent transactions under the Financial Instruments and Exchange Act and points to note in securities transactions of listed company officers and employees Part 1
2022/7/22
June 2022, 6 Co-sponsored by Kohwa Sohgoh Law Office / FRONTEO
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After logging in, you can download the materials for the seminar held on June 6.
Points of attendance
The Financial Instruments and Exchange Law covers a wide range of fraudulent transactions, including insider trading, stock price manipulation, window dressing, and deceptive trade accounting. In recent years, however, there have been many cases of detection by the authorities, including those related to new regulations such as regulations on information dissemination and trade recommendations, and it can be said that regulations have been strengthened remarkably. It is imperative that executives and employees of listed companies have an accurate understanding of the current situation and be equipped with the ability to choose the correct response when engaging in stock transactions, whether for their own or for other companies' shares.
The lecturer is an attorney who is currently accepting fraud investigation and crisis management responses (third-party committee member, etc.) for many listed companies, based on his extensive practical experience after returning to practice law and his four years of service at SESC as an attorney. The following contents will be explained while disclosing his extensive practical knowledge.
1.Regulations on fraudulent transactions under the Financial Instruments and Exchange Act
・ Overview of insider trading, information transmission / transaction recommendation crimes, and others (dissemination of rumors, counterfeiting, etc.)
2. Practice of detection by SESC
・ How to detect and detect fraudulent transactions.
・ What are the consequences of being caught?
3.Relationship with the business of listed companies-Points to keep in mind when performing business and trading stocks
・ Contact with insider information
・ Case of detection
・ Information management-especially points to keep in mind regarding information transmission and transaction recommendation crimes
Only members can watch it.
Please refrain from registering at a law firm, in the same industry as our company, or with a free email address.
June 2022, 6 Co-sponsored by Kohwa Sohgoh Law Office / FRONTEO
[The materials for the seminar held on June 6 can be downloaded from the form below]
Points of attendance
The Financial Instruments and Exchange Law covers a wide range of fraudulent transactions, including insider trading, stock price manipulation, window dressing, and deceptive trade accounting. In recent years, however, there have been many cases of detection by the authorities, including those related to new regulations such as regulations on information dissemination and trade recommendations, and it can be said that regulations have been strengthened remarkably. It is imperative that executives and employees of listed companies have an accurate understanding of the current situation and be equipped with the ability to choose the correct response when engaging in stock transactions, whether for their own or for other companies' shares.
The lecturer is an attorney who is currently accepting fraud investigation and crisis management responses (third-party committee member, etc.) for many listed companies, based on his extensive practical experience after returning to practice law and his four years of service at SESC as an attorney. The following contents will be explained while disclosing his extensive practical knowledge.
1.Regulations on fraudulent transactions under the Financial Instruments and Exchange Act
・ Overview of insider trading, information transmission / transaction recommendation crimes, and others (dissemination of rumors, counterfeiting, etc.)
2. Practice of detection by SESC
・ How to detect and detect fraudulent transactions.
・ What are the consequences of being caught?
3.Relationship with the business of listed companies-Points to keep in mind when performing business and trading stocks
・ Contact with insider information
・ Case of detection
・ Information management-especially points to keep in mind regarding information transmission and transaction recommendation crimes
lecturer
Kohwa Sohgoh Law Office Partner
Makoto Shirai
Kohwa Sohgoh Law Office Office Partner.We provide legal services centered on fraud investigation response, disclosure, corporate governance, and other listed corporate legislation.Extensive experience in dealing with fraudulent investigations (Disclosure cases of third-party investigation committee investigations, etc .: Members of the External Investigation Committee of the Urban Revitalization Organization (UR) (July 2016), External members of the Internal Investigation Committee of INEST Co., Ltd. ( Chairman) (November 7), Electricity Savings Building Holdings Third Party Committee Member (Chairman) (May 2017), Terra Co., Ltd. Third Party Committee Chairman (August 11) ), Prospect Special Investigation Committee (December 2018)), Coropla Special Investigation Committee (July 5), Meiho Enterprise Special Investigation Committee (August 2018) ), CEC Co., Ltd. Special Investigation Committee member (October 8)), etc.
He has a lot of experience in dealing with fraudulent activities related to the Financial Instruments and Exchange Act (such as dealing with authorities and criminal defense).
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